《蘭德:不是X文件-美國各地不明飛行現象公開記錄報告(英文版)(62頁).pdf》由會員分享,可在線閱讀,更多相關《蘭德:不是X文件-美國各地不明飛行現象公開記錄報告(英文版)(62頁).pdf(62頁珍藏版)》請在三個皮匠報告上搜索。
1、Mapping Public Reports of Unidentified Aerial Phenomena Across AmericaPOSARD et al.MAREK N.POSARDASHLEY GROMISMARY LEEC O R P O R AT I O NFor more information on this publication,visit www.rand.org/t/RRA2475-1.About RANDThe RAND Corporation is a research organization that develops solutions to publi
2、c policy challenges to help make communities throughout the world safer and more secure,healthier and more prosperous.RAND is nonprofit,nonpartisan,and committed to the public interest.To learn more about RAND,visit www.rand.org.Research IntegrityOur mission to help improve policy and decisionmaking
3、 through research and analysis is enabled through our core values of quality and objectivity and our unwavering commitment to the highest level of integrity and ethical behavior.To help ensure our research and analysis are rigorous,objective,and nonpartisan,we subject our research publications to a
4、robust and exacting quality-assurance process;avoid both the appearance and reality of financial and other conflicts of interest through staff training,project screening,and a policy of mandatory disclosure;and pursue transparency in our research engagements through our commitment to the open public
5、ation of our research findings and recommendations,disclosure of the source of funding of published research,and policies to ensure intellectual independence.For more information,visit www.rand.org/about/principles.RANDs publications do not necessarily reflect the opinions of its research clients an
6、d sponsors.Published by the RAND Corporation,Santa Monica,Calif.2023 RAND Corporation is a registered trademark.Library of Congress Cataloging-in-Publication Data is available for this publication.ISBN:978-1-9774-1156-3 Limited Print and Electronic Distribution RightsThis publication and trademark(s
7、)contained herein are protected by law.This representation of RAND intellectual property is provided for noncommercial use only.Unauthorized posting of this publication online is prohibited;linking directly to its webpage on rand.org is encouraged.Permission is required from RAND to reproduce,or reu
8、se in another form,any of its research products for commercial purposes.For information on reprint and reuse permissions,please visit www.rand.org/pubs/permissions.iiiAbout This ReportThe U.S.government is responsible for an estimated 5.3 million square miles of domestic airspace and 24 million squa
9、re miles of oceanic airspace.The February 2023 downing of a Chinese surveillance balloon after it had flown across the country raised questions about the degree to which the U.S.government knows who is flying what over its territorial skies.Like all countries,the United States has finite resources t
10、o monitor objects flying through its air-space.At the same time,advances in technology allow the general public,private companies,and civilian government agencies to operate ever-smaller commercially available drones that intentionally or unintentionally capture and contribute to activity in the ski
11、es.This trend could make public reports of unidentified aerial phenomena(UAPs)an important source of information for U.S.government officials.This report presents a geographic analysis of 101,151 public reports of UAP sightings in 12,783 U.S.Census Bureau census designated places.The data were colle
12、cted by the National UFO Reporting Center(NUFORC),one of the nongovernmental entities that the Federal Aviation Administration has referenced in official documents for where to report unex-plained phenomena.The analyses in this report should not be interpreted as an endorsement of any individual rep
13、ort or the overall quality of data that NUFORC has made publicly avail-able.This report provides findings on U.S.locations where UAP reports are significantly more likely to occur and offers recommendations to increase awareness of the types of activi-ties that might be mistaken for unexplained phen
14、omena or that point to potential threats.The research reported here was completed in May 2023 and underwent security review with the sponsor and the Defense Office of Prepublication and Security Review before public release.RAND National Security Research DivisionThis research was sponsored by the O
15、ffice of the Secretary of Defense and conducted within the Acquisition and Technology Policy Program of the RAND National Security Research Division(NSRD),which operates the National Defense Research Institute(NDRI),a federally funded research and development center sponsored by the Office of the Se
16、cretary of Defense,the Joint Staff,the Unified Combatant Commands,the Navy,the Marine Corps,the defense agencies,and the defense intelligence enterprise.For more information on the RAND Acquisition and Technology Policy Program,see www.rand.org/nsrd/atp or contact the director(contact information is
17、 provided on the webpage).Not the X-FilesivAcknowledgmentsWe thank Laura Baldwin from the Institute for Defense Analyses(formerly of the RAND Corporation)for her support and insights into the scoping of this project.We also thank Chris Mouton,Josh Becker,Jon Fujiwara,John Hoehn,and Jeremy Russell fo
18、r their feedback,which informed our analytic approach.We are grateful to Lauren Skrabala,whose dedicated work improved the prose of this report.We thank Michael Kennedy and Denis Agniel at RAND for their early reviews of our research approach.Finally,we thank Gabriel Hassler from RAND,Arie Croitoru
19、from George Mason University,and Christopher Mellon,for-merly of the U.S.Department of Defense,for their thoughtful reviews.vContentsAbout This Report.iiiFigures and Tables.viiCHAPTER 1Introduction.1Motivation for This Research.1CHAPTER 2Data and Methods.5CHAPTER 3Results.11Geographic Distribution o
20、f Unidentified Aerial Phenomenon Sightings.12Modeling Unidentified Aerial Phenomenon Sightings.12CHAPTER 4Conclusions and Recommendations.19Recommendations.20APPENDIXMethodological Details and Data Preparation.23Abbreviations.49References.51viiFigures and TablesFigures 3.1.Reported UAP Sightings by
21、Year,19982022.11 3.2.Locations of UAP Sighting Clusters,Military Installations,and MOAs,19982022.13 A.1.Statistically Significant Clusters of UAP Sightings by Year.45 A.2.Locations of UAP Sighting Clusters and Covariates,Including IGRA Weather Stations and Civilian Airports.46 A.3.Statistically Sign
22、ificant UAP Sighting Clusters with Maximum Radii of 50 km and 100 km.47Tables 3.1.Associations Between UAP Sightings and Military Installations,MOAs,and Weather Stations.16 A.1.Rates of UAP Sightings in the United States by Year.26 A.2.Statistically Significant Clusters of UAP Sightings by Year.27 A
23、.3.Descriptive Statistics for Regression Analyses(CDP Characteristics).28 A.4.Descriptive Statistics for Regression Analyses(Nearest Relevant Location).28 A.5.Unadjusted Associations Between UAP Sightings and Covariates.31 A.6.Associations Between UAP Sightings and Military Installations,All Service
24、 Branches.33 A.7.Associations Between UAP Sightings and Military Installations.34 A.8.Associations Between UAP Sightings and Military Installations and Weather Stations.36 A.9.Associations Between UAP Sightings and Military Installations,MOAs,and Weather Stations,Excluding Washington and Oregon.37 A
25、.10.Associations Between UAP Sightings and Military Installations,MOAs,and Weather Stations,Maximum Cluster Radii of 50 km and 100 km.39 A.11.Association Between Incidents of One or More UAP Sightings in a Cluster (1=Yes)and Military Installations,MOAs,and Weather Stations.41 A.12.Associations Betwe
26、en UAP Sightings and Military Installations,MOAs,and Weather Stations in Counterfactual Sample of UAP Sightings.431CHAPTER 1IntroductionIn February 2023,the U.S.Air Force shot down a Chinese surveillance balloon off the coast of South Carolina after it had flown over numerous states.1 This incident
27、raised questions about the degree to which the U.S.government knows who is flying what across its vast air-space.2 The United States has an estimated 5.3 million square miles of domestic airspace and 24 million square miles of oceanic airspace.3 Like all countries,the United States has finite resour
28、ces to track all objects flying overhead.This may become a concern given that more people,companies,and countries have access to tools of airpower(e.g.,commercial drones)and these tools are becoming smaller,cheaper,and more accessible because of technologi-cal advances(e.g.,micro drones).Put simply,
29、we assume there are more things flying in the sky today than in the past.Against this backdrop,we assume that public reporting of aerial phenomena is an asset that may help government officials identify potential threats.This report examines where people are reporting unidentified aerial phenomena(U
30、APs)across the United States.Motivation for This ResearchThere has been growing interest among U.S.government,defense,and intelligence organi-zations about UAPs flying in U.S.airspace.4 For example,the U.S.Department of Defense(DoD)operated the Advanced Aviation Threat Identification Program between
31、 2007 and 2012 to collect and analyze data on aerospace threats.5 In 2021,the Office of the Director of 1 Jim Garamone,“F-22 Safely Shoots Down Chinese Spy Balloon off South Carolina Coast,”DOD News,February 4,2023.2 U.S.Senate Committee on Appropriations,“The Peoples Republic of Chinas High Altitud
32、e Surveillance Efforts Against the United States,”video,February 9,2023.3 Federal Aviation Administration(FAA),“Facts About the FAA and Air Traffic Control,”February 4,2020.4 We note that some have claimed that there is skepticism within the U.S.government surrounding reports of UAPs.For example,see
33、 Bill Whitaker,“UFOs Regularly Spotted in Restricted U.S.Airspace,”CBS News,August 29,2021.5 James Doubek,“Secret Pentagon Program Spent Millions to Research UFOs,”NPR,December 17,2017.Not the X-Files2National Intelligence issued a paper on reports of these objects.6 In 2022,DoD expanded the Airborn
34、e Object Identification and Management Group to the new All-Domain Anomaly Resolution Office.7 Furthermore,Congress has held hearings on the topic of UAPs.8There are various explanations for these reported UAPs.9 Some could be consumer drones,U.S.military or civilian aircraft,weather balloons,or mer
35、ely visual anomalies.Other UAPs could be objects from other countries,including surveillance aircraft or rockets.Finally,some have hypothesized that these objects are extraterrestrial in nature.It was beyond the scope of this research to confirm the sources of public reports of UAPs.Democratization
36、of Air PowerThe United States has vast amounts of airspace,and a major element of U.S.military doctrine is air supremacy,defined as“that degree of control of the air wherein the opposing force is incapable of effective interference within the operational area using air and missile threats.”10 U.S.mi
37、litary leaders have relied on air supremacy to conduct diverse air and space opera-tions around the world,varying from position,navigation,and timing and special opera-tions to power projection and full-on conflict.These operations require a variety of expen-sive,advanced air and space weapon system
38、s and platforms,including tankers,cargo planes,fighter jets,bombers,remotely piloted aircraft,and sensors.U.S.air and space dominance has largely been unchallenged over the past several decades,due in large part to U.S.prioriti-zation of financial and technological investments in airpower capabiliti
39、es.However,although advanced,costly technologies have long been an indicator of airpower and air supremacy,democratized air powerincreased access to related technologies by inter-ested nation-states,commercial companies,and civiliansmay transform this landscape.11 Drones are becoming increasingly sm
40、aller,and commercial air-and spacecraft are becoming much cheaper and easier to access;for example,commercial drones can easily be purchased online or in stores,and one study showed that some small,commercial,unmanned aerial systems are capable of conducting surveillance and reconnaissance,kinetic a
41、ttacks,or even 6 Office of the Director of National Intelligence,Preliminary Assessment:Unidentified Aerial Phenomena,June 25,2021.7 Kathleen Hicks,“Establishment of the All-Domain Anomaly Resolution Office,”memorandum for senior Pentagon leadership,commanders of the combatant commands,defense agenc
42、y and DoD field activ-ity directors,Deputy Secretary of Defense,July 15,2022.8 C-SPAN,“Hearing on Government Investigation of UFOs,”video,May 17,2022.9 George Kocher,UFOs:What to Do?RAND Corporation,DRU-1571,1968.10 Air University,Doctrine Advisory:Control of the Air,U.S.Air Force,July 2017,p.1.11 W
43、e note that access to these relevant technologies(e.g.,commercially available drones or broadband internet access)is not uniform across the United States.Introduction3chemical,biological,or radiological attacks.12 The commercial space industry is growing in both capacity and capability,and satellite
44、 launch costs have decreased dramatically,resulting in exponentially more satellite launches by commercial companies.13 This has set the stage for how commercial space companies participate in wartime conflicts;a recent example was when Starlink provided internet and imagery capabilities to Ukraine
45、in 2022 during its war with Russia.14The democratization of airpower has been and will likely continue to be enabled by ordi-nary civilians.At the beginning of the RussiaUkraine conflict in 2022,Ukraines military asked Kyiv citizens to donate hobby drones to the warfighting effort.15 There were crow
46、d-funding efforts to send donations to Ukraine to purchase military equipment,including fighter aircraft and drones.Lithuanian citizens raised 5 million euros to purchase a capa-ble drone for Ukraine,the Bayraktar TB2,developed by the Turkish company Baykar Tech,although the company ended up donatin
47、g the TB2 to Ukraines war effort.16 Other airpower enablers include open-source intelligence,such as that gathered by amateur space observers or by hobbyists who launch balloons equipped with Global Positioning System trackers and cameras into the sky.17 It is possible that civilians with an interes
48、t in observing and examin-ing air and space phenomena could contribute to military situational awareness.18Given recent trends in dual-use technologies(i.e.,technologies that can be used for both commercial and military applications),there have been many policy,strategic,and legal questions about th
49、e threats posed by their use and development.19 Nevertheless,civilian and private air and space technologies,employed in addition to purpose-built military weapon 12 Bradley Wilson,Shane Tierney,Brendan Toland,Rachel M.Burns,Colby P.Steiner,Christopher Scott Adams,Michael Nixon,Raza Khan,Michelle D.
50、Ziegler,Jan Osburg,and Ike Chang,Small Unmanned Aerial System Adversary Capabilities,RAND Corporation,RR-3023-DHS,2020.13 Emmi Yonekura,Brian Dolan,Moon Kim,Krista Romita Grocholski,Raza Khan,and Yool Kim,Commercial Space Capabilities and Market Overview:The Relationship Between Commercial Space Dev
51、elopments and the U.S.Department of Defense,RAND Corporation,RR-A578-2,2022;Denise Chow,“To Cheaply Go:How Falling Launch Costs Fueled a Thriving Economy in Orbit,”NBC News,April 8,2022.14 Julia Siegel,“Commercial Satellites Are on the Front Lines of War Today.Heres What This Means for the Future of
52、 Warfare,”Atlantic Council,August 30,2022.15 Matt Novak,“Ukraine Military Calls on Citizens with Hobby Drones to Help Kyiv,”Gizmodo,February 25,2022.16 Andrius Sytas,“Turkeys Baykar Donates Drone for Ukraine After Lithuanian Crowdfunder,”Reuters,June 2,2022.17 Leonard David,“How Amateur Satellite Tr
53、ackers Are Keeping an Eye on Objects Around the Earth,”S,May 3,2020;Pranshu Verma,“Security Threat or Hot Air?A Guide to High-Altitude Balloons,”Washington Post,February 16,2023.18 David,2020.19 Linda Slapakova,Theodora Vassilika Ogden,and James Black,“Strategic and Legal Implications of Emerging Du
54、al-Use ASAT Systems,”NATO Legal Gazette,No.42,December 2021.Not the X-Files4systems,will likely continue to be important factors in future conflicts.This increase in accessibility and operationalization means that understanding UAP reporting trends is a cru-cial part of mission situational awareness
55、 and air supremacy.Recent Analyses of Unidentified Aerial PhenomenaMost analyses of UAP reports by the U.S.government have focused on reporting through official channels,including the U.S.Navy and the U.S.Air Force.20 In contrast,we focused on public reports to a nongovernmental entity,the National
56、UFO Reporting Center(NUFORC).The FAA lists NUFORC as one example of a reporting data collection center in official publications.21We used NUFORC data as a starting point to examine the geographic distribution of UAP reports.Reporting of UAP sightings follows a three-step approach:(1)A person witness
57、es unexplained activity(usually,but not always)in the sky,(2)the witness reports what they observed to NUFORC,and(3)NUFORC reviews the report for obvious hoaxes before enter-ing the sighting into its database.22 Our analyses of these data should not be interpreted as an endorsement of any individual
58、 reports to NUFORC or of the accuracy of the database.This research serves as a starting point to understand where reported UAP sightings occur and potential associations between the locations of reported sightings and the locations of facili-ties with known airspace activity,such as military instal
59、lations and airports.To this end,we used the available data from NUFORC to answer two questions:1.Where are people likely to report sightings of UAPs in the United States?2.What factors predict where people are more or less likely to report UAP sightings?The remainder of this report outlines our res
60、earch methods,presents results from our geo-graphic analysis,and concludes with recommendations.We find that the most consistent and statistically significant correlate of public reports of UAPs is being located 30 km or less from military operations areas(MOAs).Thus,we suspect that some public repo
61、rts of UAPs may in fact be U.S.aircraft flying within MOAs.To ensure accurate reporting of future UAPs of interest to the U.S.government,we recommend that government agencies conduct additional outreach to populations located near MOAs to ensure that the public understands the purpose of this airspa
62、ce and the types of activities that may be occurring to help reduce the risk of reports of authorized aircraft as UAPs or airborne threats.Furthermore,we recommend an evaluation to inform the design of a detailed and robust system for public reporting of UAP sightings.20 Office of the Director of Na
63、tional Intelligence,2022 Annual Report on Unidentified Aerial Phenomena,January 12,2023.21 FAA,“Air Traffic Plans and Publications,”webpage,last modified April 20,2023b.22 We note that NUFORC data include reports of objects inside structures(e.g.,homes,hotel rooms).5CHAPTER 2Data and MethodsWe obtai
64、ned data on reported UAP sightings for all 50 U.S.states and Washington,D.C.,by web scraping the NUFORC database.1 NUFORC provides guidance for filing a report,including common phenomena not to report(e.g.,planets,Starlink satellites),and it has moderators who appear to review reports before posting
65、 them to the public database.2 We used the data as is and made no additional assumptions about the legitimacy or accuracy of reported sightings.NUFORCs publicly available data for each sighting include the date of the reported sight-ing and when the report itself was posted,the location of the sight
66、ing(usually a city name),and a description of the sighting.There is no limit on the amount of time that may elapse between when a person witnesses unexplained activity and when a person files a NUFORC report;although active reporting in the public database began in 1998,some reports refer-ence sight
67、ings that date back to the early 1900s.We excluded sightings from years prior to active database reporting(1998)to help ensure that our analyses were detecting areas with higher rates of UAP reports relative to the population as a whole rather than one or two retroactive reports from prior years wit
68、hout similar baseline levels of reporting.We geocoded sightings by city name in ArcGIS StreetMap Premium 2017.We linked geo-coded cities to U.S.Census Bureau census designated places(CDPs)by performing a spatial join between the geocoded sightings and the 2010 U.S.Census Bureau CDP shapefile.3 We ob
69、tained decennial total population estimates from 1990 to 2020 in 2010 CDPs from the IPUMS National Historical Geographic Information System.4 We used linear interpolation 1 NUFORC,“The National UFO Reporting Center Online Database,”webpage,undated-b.2 Reports can be filed directly at NUFORC,“File a
70、Report,”webpage,undated-a.The reporting guidance is presented before a person proceeds to the actual reporting form.Contact information for reporters is col-lected but does not appear in the public database;it is unclear whether reports are routinely followed up on,although some UAP sighting descrip
71、tions contain notes on possible explanations from NUFORC,which suggests that some reports are reviewed prior to posting.3 CDPs are the best administrative geographic approximation to cities and towns.We downloaded the CDP shapefile from U.S.Census Bureau,“Mapping Files,”webpage,undated.4 Steven Mans
72、on,Jonathan Schroeder,David Van Riper,Tracy Kugler,and Steven Ruggles,“IPUMS National Historical Geographic Information System:Version 17.0,”dataset,IPUMS,2022.Not the X-Files6to create annual population estimates between decennial years.We calculated CDP popula-tion density by dividing estimated to
73、tal population by land area.We aggregated UAP sightings annually within CDPs from 1998 to 2022.There were 29,261 2010 CDPs in the United States,which yielded 731,525 CDP-year observations from 1998 to 2022.CDP years with no reported UAPs were assigned a count of 0 sightings.We dropped 410 CDP years
74、with zero total population(observed or interpolated counts).Our final spatial scan statistics and regression analyses included 731,115 CDP years.To examine whether UAP sightings were more likely to be reported near military instal-lations,we scraped installation names,locations,and branch informatio
75、n from DoD.5 We obtained latitude and longitude coordinates for installations from the Google Maps link included on each installations webpage.There was no information on what type of location the coordinates represented(e.g.,installation centroid,entrance point,administrative office)or the size of
76、the installation.6 We performed a spatial join between these points and instal-lation boundaries contained in the U.S.Military Installation National Shapefile.7 We used the Near(Analysis)tool in ArcMap 10.8.2 to calculate the distance(in kilometers)to the boundary of the nearest installation for eac
77、h CDP centroid for all installations and by service branch.8 If a CDP was located within an installation,the distance to the nearest installation was 0.We obtained data on locations(latitude and longitude)of civilian and military airports and special-use airspace(SUA)from the FAAs master airport rec
78、ord file and airport spatial datasets.9 We separated civilian and military airports(by branch of service)using name and ownership information.We merged the airport data with the FAAs runway spatial dataset,which allowed us to restrict our analyses to large(one or more runways of at least 7,000 ft)an
79、d midsize(one or more runways of 5,0007,000 ft)civilian airports.We calculated the distance(in kilometers)between CDP centroids and airports using the geonear package in Stata 17.0.We did not include smaller airports,as the vast majority(98 to 99 percent)of CDPs are within a short distance of airpor
80、ts with runways of 5,000 ft or less.The FAA des-ignates several types of SUA;we examined only MOAs because these are the SUAs in which 5 The U.S.Space Force was established in 2019,resulting in some U.S.Air Force bases becoming Space Force bases.The latter were called Air Force bases for the majorit
81、y of the period that we are analyzing(1998 to 2022).For this reason,our analysis categorized the six Space Force bases in our dataset as Air Force bases.Military OneSource,“Military Installations,”webpage,undated.6 For large installations,the location represented by the coordinates(e.g.,installation
82、 centroid versus entrance)may substantially shift the distance between the installation and surrounding CDPs.7 U.S.Census Bureau,“TIGER/Line Shapefile,2019,nation,U.S.,Military Installation National Shapefile,”data files,January 15,2021.8 All distance calculations are“as the crow flies,”which repres
83、ents the shortest linear distance between two points.9 FAA,“ADIP:Advanced Facility Search,”database,undated-a;ArcGIS Hub,“FAAAirports,”dataset,updated August 6,2019;FAA,“Runway,”dataset,updated April 20,2023c;FAA,“Special Use Airspace,”dataset,updated April 20,2023d.Data and Methods7military aircraf
84、t activity is most likely to be concentrated.10 MOAs are not always active.11 However,to our knowledge,there is no publicly accessible historical database of active MOA restrictions,so we used the MOAs identified in the static FAA SUA spatial dataset.We cal-culated the distance to the nearest civili
85、an airport(by size),military installation(by branch),and MOA for each CDP.12Finally,to account for the possibility that reported UAP sightings may be attributable to weather balloons or weather-related events,we obtained weather station data from the National Oceanic and Atmospheric Administration(N
86、OAA).We used Integrated Global Radiosonde Archive(IGRA)data to find locations(latitude and longitude)of weather sta-tions with radiosonde and pilot balloon observations.13 We calculated the distance between each CDP centroid and the nearest station annually using geonear to account for changes in ac
87、tivity at these stations across years,and we used NOAA comparative climatic data to mea-sure annual average cloud cover.14 We assigned each CDP the average percentage of cloudy days using the nearest weather station with available data.Further details about the data cleaning and linkage are provided
88、 in the appendix.We used Kulldorff spatial scan statistics to detect spatial clustering in reported UAP sight-ings.15 This method compared the observed distribution of sightings with 999 simulated dis-tributions of sightings randomly generated according to a Poisson process.We used CDP total populat
89、ion as the exposure,which detects clusters of CDPs with higher rates of UAP sightings per population.16 To do this,the program iteratively drew nonoverlapping circular windows of varying sizes,up to 60 km in radius,around CDPs in both the observed and sim-10 We thank Josh Becker,Jon Fujiwara,and Joh
90、n Hoehn for lending their expertise in military-relevant topic areas and FAA SUA types and likely activities.We considered including Warning(also known as Whiskey)Airspace in our analyses;however,this SUA extends from three nautical miles off the coast,ren-dering fewer observations to the public rep
91、orting of UAPs in U.S.cities.11 Active SUA restrictions can be viewed at FAA,“FAA SUAFederal Aviation Administration,”webpage,undated-b.12 As with military installations,distance to a MOA is calculated from the CDP centroid to the nearest point in the MOA boundary.CDPs located inside a MOA have a di
92、stance of 0 km.13 National Centers for Environmental Information,“Data Access,”webpage,undated-b;Integrated Global Radiosonde Archive,“Station Inventory,”database,version 2.2,National Centers for Environmental Information,updated January 24,2023.14 National Centers for Environmental Information,“Com
93、parative Climatic Data(CCD),”webpage,undated-a.15 Martin Kulldorff,“Spatial Scan Statistics:Models,Calculations,and Applications,”in Joseph Glaz and N.Balakrishnan,eds.,Scan Statistics and Applications,Birkhuser,1999.This method was developed for,and continues to be most commonly used in,spatial epi
94、demiology(e.g.,detection of disease clusters).16 Setting population as the exposure in a Poisson or a negative binomial model produces results in terms of rates of event counts(in this case,UAP sightings)per population rather than just raw event counts.Using counts of UAP sightings without adjusting
95、 for total population produces maps detecting population density rather than areas of increased UAP activity because more people in an area provide more opportunities for UAP reports,even if phenomena perceived to be UAPs occur completely at random across the United States.Not the X-Files8ulated dat
96、asets to maximize the relative risk of reported UAP sightings inside these windows.We chose 60 km as the maximum cluster radius to approximate the visual horizon distance,but we used alternative maximum radii in our robustness tests.17 To preserve temporal cor-relation,sightings had to occur within
97、one to six months of each other to be included in the same cluster.The program uses Monte Carlo hypothesis testing to calculate the statistical sig-nificance of the resulting clusters by comparing the likelihood ratios for sightings in observed and simulated datasets.These tests consider the rank of
98、 the likelihood ratios for the detected clusters along with the 999 replications simulated under the null hypothesis,which adjusts p-values for the testing of multiple hypothesized cluster sizes and locations.18 We ran the spa-tial analysis separately for each calendar year to allow detection of rep
99、eated clusters of sight-ings in the same geographic areas.Clusters of UAP sightings were included in our analyses only if the increased relative risk of sightings was statistically significant(0.05).We com-bined results across years in the regression analyses(the analyses included random effects to
100、account for correlations in numbers of UAP sightings in the same CDP across years).We fit longitudinal negative binomial regression models with random effects at the CDP level to estimate associations between the number of UAP sightings and proximity to mil-itary installations,airports,MOAs,and weat
101、her stations.We preferred negative binomial models to Poisson models to account for the overdispersion in the number of UAP sightings;most CDPs had no annual reported UAP sightings,although a small number had many.We fit these models with two outcome measures:(1)the total annual number of UAP sighti
102、ngs in CDPs and(2)the annual number of UAP sightings in statistically significant clusters in CDPs.As with the spatial scan analyses,we used the total population as the exposure in both models.This produced results in terms of rates of UAP sightings per population rather than raw counts of sightings
103、.19 We included random effects at the CDP level to account for cor-relation among the number of UAP sightings in the same CDPs across years.We controlled for the average annual percentage of cloudy days(which may affect the clarity of objects in the sky)and population density.We also included a set
104、of indicator variables for years,which helped us account for exogenous variation in the frequency of sightings over time.We con-ducted several robustness checks using alternative model specifications and covariate opera-tionalizations,which we discuss in more detail in the appendix.Across analyses,o
105、ur primary geographical unit is CDPs,which vary in size.CDPs are our preferred units of geography because of how UAP locations were reported(by city and state)and the need for a census areal unit to control for estimated population.Some CDPs 17 Specifically,60 km(approximately 40 miles)is the typica
106、l range of very high frequency radio waves,which are approximately bounded by the visual horizon.See National Weather Service,“NOAA Weather Radio Reception,”webpage,undated,for more information.18 Martin Kulldorff,Farzad Mostashari,Luiz Duczmal,Katherine Yih,Ken Kleinman,and Richard Platt,“Multivari
107、ate Scan Statistics for Disease Surveillance,”Statistics in Medicine,Vol.26,No.8,April 2007.19 The actual mechanics of using total population as the exposure consist of logging total population into the model as a covariate with the coefficient constrained to be 1.Data and Methods9are very small(les
108、s than 1 km),while others are very large(the Sitka,Alaska,CDP has an area of more than 7,000 km).The median CDP land area was 4.7 km2 in 2010,with 75 percent of CDPs having land areas of 12.7 km2 or less and 95 percent having land areas of less than 60 km2,indicating that the majority of CDPs were w
109、ell within the radii used in the UAP cluster detection and regression analyses.For larger CDPs,there was greater potential dis-crepancy in where the UAP was sighted compared with the centroid point of the CDP,which is a limitation of the level of geographical specificity of these data.We had no info
110、rmation to assess sightings in smaller areal units(e.g.,the U.S.Census Bureaus Zip Code Tabulation Areas),and the use of larger areal units(e.g.,counties)would have introduced greater poten-tial discrepancies between sighting and covariate locations.2020 For comparison,the median county land area in
111、 2010 was 1,594.4 km2,orders of magnitude larger than CDPs.Furthermore,none of the covariates used in the analyses were measured at the county level.Although there is certainly measurement error associated with locating UAP sightings by CDP centroid(and more so for very large CDPs),aggregating data
112、at the county level may help colocate sightings and covariates that are actually separated by distances much greater than the approximate visual horizon.11CHAPTER 3ResultsThere were 101,151 reported UAP sightings in 12,783 CDPs from 1998 to 2022.Figure 3.1 shows the distribution of these sightings a
113、cross years.The number of reported sightings increased from 1998 to 2014,rising particularly sharply in the 20122014 period.Sightings then decreased from 2015 to 2018,but they rose again in 2019 and 2020 before returning to approximately 2018 levels in 2021.Overall,an average of 1.76 sightings were
114、reported per 100,000 population each year(see Table A.1 in the appendix for the data underlying Figure 3.1).FIGURE 3.1Reported UAP Sightings by Year,19982022SOURCE:Features data from NUFORC.NOTE:The years reflect the dates that UAPs were observed,not necessarily the years in which the reports of the
115、 sightings were fled.Number of reported UAPs8,0007,0006,0005,0004,0003,0002,0001,0002018201420102006200220221998YearNot the X-Files12Geographic Distribution of Unidentified Aerial Phenomenon SightingsWe identified 751 statistically significant clusters of UAP sightings during this period.The number
116、of clusters detected across years follows a similar pattern as the UAP sightings,except that the total number of clusters peaked in 2013 and 2019(see Figure A.1 in the appendix).These were both years with higher-than-average numbers of sightings,and the peaks in sighting clusters would better repres
117、ent when the number of potentially related sightings(i.e.,proximity in time and space)was greatest.On average,clusters contained 14.2 UAP sightings.While some clusters were small(two to four sightings),others included more than 100 sight-ings(see Table A.2 in the appendix).Figure 3.2 shows the locat
118、ions of statistically significant clusters of UAP sightings across the United States from 1998 to 2022.Some of the most persistent clusters of sightings were along the coasts of the states of Washington and Oregon,although clusters were found in many areas,including along the East Coast and in rural
119、 areas.Figure 3.2 also shows the locations of the military installations and the MOAs.1 Although some of the UAP clusters appeared near these landmarks on the map,we used regression analyses to test whether spa-tial proximity of CDPs to these locations increased the likelihood of reporting UAPs that
120、 were part of statistically significant clusters of sightings.Table A.3 in the appendix presents descriptive statistics of the variables included in our regression analyses.Modeling Unidentified Aerial Phenomenon SightingsWe present results using two dependent outcomes:(1)the total number of annual
121、UAP sight-ings in CDPs and(2)the annual number of reported UAPs that appeared in a statistically sig-nificant cluster of sightings.The first outcome represents the total volume of reported UAPs and is unaffected by the parameters(e.g.,the maximum radius size)or results of our spatial scan analyses.T
122、he second outcome better reflects associations between covariates and the UAP clusters that our spatial scan statistics identified as being proximate in space and time;however,our significance tests of the associations did not reflect the statistical uncertainty in the identification of the clusters
123、 themselves.The associations between distance to nearest military installation and number of UAPs(both total number and number within significant clusters)are not consistent across dis-tance or branch of service(Table 3.1).Being located near to(30 km or less)or far from(more than 60 km from)U.S.Air
124、Force and U.S.Navy installations was associated with predicted decreases in UAP sightings per total population,as compared with being located within 30 to 1 Locations of IGRA weather stations and civilian airports are shown in Figure A.2 in the appendix.The covariates are displayed in separate figur
125、es to increase map legibility.Results13FIGURE 3.2Locations of UAP Sighting Clusters,Military Installations,and MOAs,19982022SOURCES:Presents data from NUFORC;Military OneSource,“Military Installations,”webpage,undated;FAA,“Special Use Airspace,”dataset,updated April 20,2023d.NOTE:IGRA weather statio
126、ns and civilian airports are included in the analyses but not shown on the map because the number of points reduces map legibility.See Figure A.2 in the appendix for these locations.This analysis categorized six Space Force bases in our dataset as Air Force bases.50025001,000KilometersCluster of UAP
127、 sightings(60 km)MOAsU.S.military installations Air Force Army Marine Corps Navy Not the X-Files14TABLE 3.1Associations Between UAP Sightings and Military Installations,MOAs,and Weather StationsNearest Military Installation(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSEAir Force30 km or less0.837*0.0
128、380.594*0.05930.1 km60 km(reference)(reference)60.1 km120 km0.9980.0351.0890.085120.1 km240 km1.0110.0350.9080.072More than 240 km0.887*0.0340.419*0.038Army30 km or less0.786*0.0360.540*0.06530.1 km60 km(reference)(reference)60.1 km120 km1.0480.0391.688*0.147120.1 km240 km0.9370.0331.700*0.145More t
129、han 240 km0.9760.0371.363*0.130Marine Corps30 km or less0.8810.0811.611*0.36930.1 km60 km(reference)(reference)60.1 km120 km1.275*0.1032.481*0.524120.1 km240 km1.170*0.0863.271*0.630More than 240 km1.0060.0711.580*0.296Navy30 km or less0.858*0.0410.734*0.06830.1 km60 km(reference)(reference)60.1 km1
130、20 km0.890*0.0360.820*0.068120.1 km240 km0.9600.0380.666*0.056More than 240 km1.0440.0400.550*0.046Nearest Relevant LocationNearest MOA30 km or less1.204*0.0351.486*0.09830.1 km60 km(reference)(reference)60.1 km120 km0.9760.0260.790*0.049120.1 km240 km0.9750.0280.862*0.059More than 240 km1.0030.0490
131、.519*0.074Results1560 km of an installation.2 This result was not generated by the choice of 60 km as the maxi-mum possible radius for UAP clusters,given that these findings were consistent when we used the total number of UAP sightings as the outcome(column 1 of Table 3.1).Using one measure for all
132、 military installations(Table A.5 in the appendix),examining the locations of military installations(Table A.6),and omitting MOAs(Table A.7)did not substantively alter these findings.Alternatively,being located near a MOA was associated with predicted increases in the rate of UAP sightings.For all U
133、AP sightings,we estimated that the rate of reports within 30 km of a MOA was 1.20 times greater than the rate within 30.1 km to 60 km of a MOA,other covariates in the model being equal.For UAP sightings in clusters,we estimated that the rate was 1.49 times higher when the CDP was located within 30 k
134、m of a MOA than when located within 30.1 km to 60 km.Additionally,for UAP sightings in clusters,being located farther from a MOA(60.1 km to 120 km,120.1 km to 240 km,and more than 240 km)was 2 To alleviate concerns about collinearity among covariates(e.g.,distance to Air Force installations and MOAs
135、 may both be capturing proximity to areal military activity),we estimated a series of models that included each covariate of interest individually rather than fully adjusted for all covariates(see Table A.4 in the appendix).Associations were similar to those presented in the full multivariate models
136、 in Table 3.1,suggesting that collinearity between covariates is not producing these results.Nearest Relevant Location(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSENearest IGRA weather station30 km or less0.872*0.0340.778*0.07030.1 km60 km(reference)(reference)60.1 km120 km0.9790.0290.827*0.060120.1
137、 km240 km0.9600.0280.852*0.061More than 240 km1.0390.0540.730*0.107Large civilian airport within 60 km?(1=Yes)0.831*0.0180.885*0.049Midsize civilian airport within 60 km?(1=Yes)0.821*0.0270.767*0.065Percentage of cloudy days1.016*0.0011.088*0.003Population density(logged)0.772*0.0060.616*0.013Consta
138、nt0.000*0.0000.000*0.000NOTE:IRR=incident rate ratio;SE=standard error.Results were obtained from multivariate negative binomial regression models.N=731,115.Indicator variables for years are included but not shown.Total population is included as the model exposure;its coefficient is constrained to b
139、e 1 and not shown in the table.IRRs compare rates among two different groups;an IRR of 1 is parity,an IRR 1 indicates predicted increases in rates.*p 0.05,*p 0.01,*p 0.001.This analysis categorized six Space Force bases in our dataset as Air Force bases.Table 3.1 ContinuedNot the X-Files16associated
140、 with expected reductions in the rate of sightings,as compared with being within 30.1 km to 60 km of a MOA,other covariates being equal.Being located within 60 km of a large or midsize civilian airport was associated with reduced rates of UAP sightings.For all UAPs,our models showed that being locat
141、ed within 60 km of a large civilian airport decreased the rate of UAP sightings by a factor of 0.83,other covariates being equal.The associations were similar for UAP sightings in clusters and for midsize civilian airports.Distance to the nearest IGRA weather station did not reflect consistent assoc
142、iations with UAP sightings.For all UAP sightings and UAP sightings in clusters,being located within 30 km of a weather station,as compared with 30.1 km60 km,was expected to decrease the rate of sightings;however,for UAP sightings in clusters,being located farther than 60 km also appeared to decrease
143、 the rate of sightings,other covariates being equal,as compared with being within 30.1 km to 60 km.The percentage of cloudy days was positively associated with expected UAP sightings,such that for each additional 1 percent of cloudy days,the expected rate of all UAP sightings increased by 1.6 percen
144、t,other covariates being equal.We were concerned that these results could have been generated by the persistent cluster-ing of UAP sightings along the coastlines of the states of Washington and Oregon,but the associations were not substantively altered when we omitted these states from the analysis(
145、see Table A.8 in the appendix).Finally,population density was negatively associated with UAP sightings,suggesting that rural areas have a higher rate of expected UAP reports,other covariates being equal.Model Robustness ChecksWe performed several robustness checks on these results.First,we used alte
146、rnative maximum cluster radii to determine whether the choice of 60 km for the maximum cluster radius sub-stantively affected our results.UAP sighting clusters are located in similar areas when using 50-km and 100-km radii(Figure A.3 in the appendix),and the results were consistent with those for 60
147、-km maximum radius clusters(Table A.9).Second,because many CDPs have zero UAP sightings each year,we also fit a multivariate logistic regression with a binary outcome for whether a CDP year had any reported UAP sightings(1=Yes);the results were consis-tent with the negative binomial models for numbe
148、r of UAP sightings(Table A.10,column 1).Third,we selected a counterfactual set of CDPs with similar population sizes to those with observed UAP reports.The analysis of these CDPs produced largely null results and entirely null results for distance to the nearest MOA,suggesting that our findings were
149、 not merely reflecting the general proximity of CDPs to MOAs.(Results from a logistic regression model using a binary outcome for whether a CDP year had any reported UAP sightings 1=Yes are shown in Table A.10,column 2,and results from a negative binomial model are shown in Table A.11.)Results17Limi
150、tationsOur analyses have several limitations.First,we had limited information and insights into how NUFORC collects data.It is possible that clusters of reports refer to the same UAP sighted by different individuals,multiple reports by the same individual,or reports that are not UAPs.Furthermore,we
151、had limited insights into how NUFORC adjudicates what is or is not a legit-imate UAP sighting.Historically,there has been distrust between amateur researchers of UAPs and government officials tasked with studying these phenomena.3Second,we did not account for the statistical uncertainty of cluster d
152、etection in our regres-sion models that used sightings in clusters as an outcome variable;however,we estimated sev-eral alternative models to check the robustness of our findings.It should also be noted that the spatial scan statistics specifically detected circular areas with higher rates of UAP re
153、ports per population.Our estimation of similar associations for all reported UAPs,not just those contained in statistically significant clusters,should reduce concerns that cluster shape is pri-marily driving our results,but we acknowledge that areas with higher rates of UAP sightings could manifest
154、 in various irregular shapes.Third,NUFORC is located in Davenport,Washington,and the persistent clusters of UAP sightings in Washington could be generated in part by increased awareness of NUFORCs data collection efforts among those living in the state.Omitting sightings from Washington did not subs
155、tantively alter associations between covariates and the likelihood of UAP sight-ings in the regression models,indicating that our findings are not driven by these clusters.Finally,our results are associational,not causal.We make no causal claims about the rela-tionships between variables in our mode
156、ls(e.g.,reports near MOAs),but we note that there was a robust and statistically significant relationship for UAP reports within 30 km of MOAs in NUFORCs dataset.3 Greg Eghigian,“Making UFOs Make Sense:Ufology,Science,and the History of Their Mutual Mistrust,”Public Understanding of Science,Vol.26,N
157、o.5,July 2017.19CHAPTER 4Conclusions and RecommendationsThe U.S.Air Forces downing of a Chinese surveillance balloon that flew across the country in early 2023 raised concerns about the degree to which the U.S.government knows who is flying what across its vast airspace.Like most countries,the Unite
158、d States has finite resources to monitor its skies.Technological advances are making it cheaper and easier for civilians,private companies,civilian government agencies,and foreign actors to access and deploy ever-smaller aerial devices(e.g.,drones,surveillance balloons).Given these trends,public rep
159、orting of aerial phenomena could be an asset for government authorities to identify poten-tial threats in U.S.airspace.As a starting point to assess the utility of this information,should U.S.government author-ities wish to leverage public UAP reporting channels,we examined where people are claiming
160、 they have seen these phenomena.We analyzed data on 101,151 reported UAP sightings from 12,783 CDPs from 1998 to 2022 from the NUFORC database.Note that our analyses do not imply an endorsement of any individual reports of UAPs or the accuracy of the overall data-base.Furthermore,our models included
161、 a limited number of covariates,and there is a need for future research to address other potential explanatory factors using the models presented in this report.Our statistical models predicted two outcomes of interest:the total number of UAPs over time and the total number of UAPs in clusters that
162、accounted for a significantly higher number of reports relative to the rest of the country.Both of these models found inconsistent results in the relationship between the nearest military installations and self-reports of UAP sightings.For example,there was a higher likelihood of UAP reports in area
163、s that were within 60.1 km to 120 km of a Marine Corps installation,as compared with 30.1 km to 60 km,but there was some evidence that reports were less likely in areas within 30 km of these same installations.We found inconsistent results when we examined the association between proximity to weathe
164、r stations with reported launches of government weather balloons and self-reports of UAP sightings.We also found negative associations in our models for UAP reports within 30 km of weather stations,within 60 km of civilian airports,and in more-densely populated areas.One possible explanation for thi
165、s pattern of findings is that people located in moredensely populated areas,near airports and near weather stations,are more aware of the types of objects that fly overhead and nearby and are therefore less apt to report aerial phenomena.Not the X-Files20The most consistentand statistically signific
166、antfinding from our models was for reports of UAP sightings in areas within 30 km of MOAs.According to the FAA,“MOAs are established to contain nonhazardous,military flight activities,”including air combat maneu-vers,air intercepts,and low-altitude tactics.1 Given this association,we suspect that so
167、me of the self-reports of UAP sightings to NUFORC are authorized aircraft flying within MOAs.However,it was beyond the scope of this research to confirm the context of these UAP self-reports beyond their documented locations in the NUFORC database.RecommendationsThe results from this analysis point
168、to three recommendations for government officials.The first two recommendations broadly relate to communications with the public,and the third relates to improvements in data collection.First,we recommend that government authorities(e.g.,local and state government officials,the FAA,and DoD)conduct o
169、utreach with civilians located near MOAs.We hypothesize that many civilians may not be aware that they are located near areas where military operations occur.If our results are correctthat is,if being located within 30 km of a MOA is significantly associated with UAP reports,and if some of these rep
170、orted objects are in fact authorized aircraftthen communicating that such activi-ties are being conducted nearby could reduce the likelihood that the public will report these aircraft as UAPs.Second,we recommend that government authorities conduct additional outreach to notify nearby civilians when
171、there is airspace activity near a MOA.According to the FAA,not all MOAs are in use by authorized aircraft.2 When appropriate,notifying local populations of MOA activities could reduce the number of reported UAPs that are in fact authorized aircraft.Finally,we recommend an evaluation to inform the de
172、sign of a detailed and robust system for public reporting of UAP sightings.Such an evaluation would inform the use of various technologies(e.g.,mobile devices,artificial intelligence),reports on location types(e.g.,street intersections,landmarks,latitude and longitude coordinates),sighting features(
173、e.g.,images,audio recordings),criteria for validating these reports,and who is best equipped to independently manage such a reporting system(e.g.,government agen-cies,for-profit companies,nonprofit organizations,international organizations).Such a system would be useful in minimizing hoaxes and repo
174、rts of misidentified objects.1 FAA,“Chapter 25.Military Operations Areas:Section 1.General,”Order JO 7400.2PProcedures for Handling Airspace Matters,March 17,2023a.2 FAA,“Chapter 15:Airspace,”Pilots Handbook of Aeronautical Knowledge,August 24,2016.Conclusions and Recommendations21In conclusion,the
175、U.S.government has a large swath of airspace to monitor at a time when there is greater access than ever to small,technologically advanced,and inexpensive aerial objects.If officials believe that public reporting could be a valuable tool to help manage U.S.airspace,it will be important to ensure tha
176、t members of the public report actual threats.Greater transparency in how sightings are collected,investigated,and used may also help mitigate the conspiracy theories that have long surrounded aerial phenomena.23APPENDIXMethodological Details and Data PreparationReported Unidentified Aerial Phenomen
177、onWe scraped 125,366 UAP sightings from the NUFORC database on November 15,2022,using Beautiful Soup in Python 2.7.We collected all available database entries for the 50 U.S.states and Washington,D.C.,regardless of the completeness of the sighting report or the date of sighting.Information was avail
178、able for both the approximate date and time the UAP was observed and the date the sighting was reported.For our analyses,we dated sightings by the observation date;we did not impose restrictions on the length of time between the observa-tion and when the report was submitted to NUFORC.Because of a l
179、ag in time between some observations and the filing of the report,the majority of 2022 UAP sightings in our data occurred between January and September.We then prepared the dates and locations of UAP sightings from the raw data to be geo-coded.1 We were able to extract month and year from the raw da
180、te and time information for 125,109 UAP sightings(99.8 percent).Location information was most commonly recorded as the city and state in which the UAP was observed.Some form of city name information was available for 124,960 sightings(99.7 percent);314 sightings had missing or“unknown”loca-tion info
181、rmation,and 116 sightings originated from air travel.If more than one city name was reported(e.g.,Culver City and Los Angeles,Calif.;State College and Bellefonte,Pa.),we used the first city name in the entry.We geocoded city names using the“AdminPlaces”loca-tor file in ArcGIS StreetMap Premium 2017
182、in ArcGIS 10.8.2 to obtain latitude and longitude coordinates.We successfully geocoded 97.2 percent of the sightings that were not missing city information(N=121,438 of 124,960).In total,we were able to date and locate 121,201 of the 125,366 UAP sightings scraped from NUFORC(96.7 percent).UAP sighti
183、ng data appear to be generated by a three-step process:(1)Someone witnesses an unknown phenomenon,(2)they submit a report to NUFORC,and(3)NUFORC reviews 1 As noted above,we made no assumptions about the underlying accuracy or credibility of reported sight-ings in the NUFORC data.The data preparation
184、 we describe here was not an attempt to filter observations from(or verify observations in)the NUFORC data but rather an attempt to transform date information contained in text strings into standard formats able to be processed by statistical programs(in this case,Stata 17.0MP and SaTScan v10.1)and
185、to separate location information into fields readable to ArcGIS(e.g.,city name,state abbreviation).This is standard practice when preparing administrative data for statistical analysis.Not the X-Files24and potentially posts the report to its public database.For our analyses,we were most inter-ested
186、in identifying areas with higher rates of UAP activity,holding the context and likeli-hood of reporting that activity approximately constant.To do this,we placed two additional restrictions on the UAP sightings included in our analyses.First,to help account for the risk that larger populations incre
187、ased the likelihood that one or more individuals witnessed the same unknown activity in the sky and then reported it to NUFORC,we needed to account for population distribution across cities.A map of UAP sightings that does not account for population is likely to merely approximate population density
188、 rather than reflect areas of increased UAP activity across the country.To get popula-tion estimates for cities,we joined the UAP data to CDPs(the closest approximation to cities in U.S.census data)by performing a spatial join between city latitude and longitude coordi-nates and the 2010 census CDP
189、shapefile.Cities were only assigned a CDP if their coordinates were within a CDPs boundaries(N=111,837 or 92.3 percent of sightings with valid date and location information).Not all land area within the United States is included in a CDP;the 7.7 percent of the sight-ings in our data that were not wi
190、thin a CDP were excluded from the analyses because of the lack of information on total population(an important control in both our spatial scan and regression analyses).Areas not included in CDPs are likely to be in very rural,low-population areas outside official town,city,or borough boundaries.Alt
191、hough it is possible to obtain population estimates for all areas within a state that are not contained in a CDP,we could not include these as separate“areas,”as total state land area is substantially larger than CDPs and non-CDP areas occur throughout states.For example,combining population and UAP
192、 sightings not contained in CDPs in California into one observation would aggregate reports from rural areas near the Oregon border in the north with those in Imperial County(along the Mexican border)in the south,which would have occurred approximately 1,000 km apart.Second,UAP sightings can be repo
193、rted to NUFORC at any time;the earliest reporting dates in the online database were from 1998 but some reports reference sightings that date back to the early 1900s.We restricted our analyses to 19982022 to account for a higher probability that the events in our dataset were reported to NUFORC withi
194、n a relatively short period(e.g.,a few days or weeks)and not retroactively by many years.Setting limits on our data decreased the likelihood that we identified“false positive”UAP clusters in,for example,1968 because of unusually high retrospective reporting rather than actual increased UAP activity
195、in that year.This resulted in 101,151 UAP sightings included in our analyses.As a robustness check that the results in our regression analyses were not generated by a general propensity of types of CDPs with UAP sightings located near MOAs or other covari-ates of interest,we generated two counterfac
196、tual sample CDPs.In the first,we randomly assigned the same number of UAP sightings within similarly sized CDPs.In the second,we created an indicator for whether at least one UAP sighting was reported in a CDP year.We then randomly selected similarly sized CDPs to those that had at least one sightin
197、g included in a UAP cluster each year.We did this by stratifying CDPs into 60 strata by total popula-tion annually and randomly selecting Nb CDPs from each strata(b),where Nb=the number Methodological Details and Data Preparation25of CDPs in strata b that had at least one observed UAP sighting in a
198、statistically significant cluster(maximum radius of 60 km)in that year.For the first counterfactual sample,we fit a negative binomial model with the UAP count as the outcome.For the second counterfactual sample,we fit a multivariate logistic regression model using a binary indicator of whether a CDP
199、 year was included in the counterfactual sample(1=Yes)as the outcome.We con-structed the counterfactual sample in two parts because of the difficulty reproducing the(very)skewed distribution of UAP counts across CDPs.Military Installations and Military Operations AreasWe scraped location and service
200、 branch information for 337 military installations on Febru-ary 22,2023.We excluded six installations associated with the Defense Logistics Agency,42 U.S.Army Recruiting Command(USAREC)installations,and nine U.S.Army Cadet Com-mand installations,which appeared to be primarily focused on Reserve Offi
201、cers Training Corps activities.We categorized the six U.S.Space Force bases in our dataset as Air Force bases.We excluded 89 National Guard installations because many were located in or directly adjacent to Army or Air Force installations or airports,which were already included in the analyses.There
202、 were an additional ten installations that were not included in the U.S.Mili-tary Installation National Shapefile and had to be excluded because of a lack of installation boundary information:Air Force(2):Pentagon,U.S.Air Force Academy Army(4):Fort McCoy,Camp Parks,U.S.Southern Command/U.S.Army Garr
203、isonMiami,Hunter Army Airfield Navy(3):Newport News Shipyard,Stennis Space Center,Surface Combat Systems Center Wallops Island Marine Corps(1):Marine Corps Community Services Hampton Roads.The final dataset contained 181 installations:63 Air Force,47 Army,16 Marine Corps,and 55 Navy.For installation
204、s named as a“Joint Base”(N=12),we collected information on up to three service branches associated with each base.Joint bases were represented once in total installation counts but could appear in more than one service branch type(i.e.,a joint installation could be counted as both the nearest Air Fo
205、rce installation and the nearest Army installation).Not the X-Files26TABLE A.1Rates of UAP Sightings in the United States by YearYearTotal CDP PopulationNumber ofSightingsSightings per 100,000 Population1998205,828,0951,5930.771999207,973,1452,5041.202000210,117,6902,4161.152001211,951,9772,7171.282
206、002213,785,5192,6791.252003215,619,9103,2001.482004217,453,3863,5511.632005219,289,8673,4591.582006221,121,4373,1321.422007222,955,8903,7591.692008224,789,3514,2891.912009226,623,7913,8581.702010228,457,2383,8641.692011230,144,0554,6552.022012231,829,4356,7582.922013233,516,3206,4782.772014235,201,7
207、597,3813.142015236,891,5505,9202.502016238,573,7934,8442.032017240,260,7374,3371.812018241,946,0522,9751.232019243,633,0045,2632.162020245,318,3336,0102.452021247,005,3252,8341.152022248,691,6772,6751.08Average227,959,1734,0461.76Methodological Details and Data Preparation27TABLE A.2Statistically Si
208、gnificant Clusters of UAP Sightings by YearYearNumber of UAP ClustersNumber of UAP Sightings in ClustersMeanStd.Dev.Min.MedianMax.1998815.7518.664.007.0055.0019992610.8816.162.005.0079.0020001219.2523.712.006.5072.0020012016.0021.602.006.0085.0020021910.3216.102.005.0067.0020032312.6118.362.007.0086
209、.0020041922.3228.102.0012.0094.0020052712.6316.502.006.0057.002006229.7310.043.006.0047.002007269.238.942.005.5039.002008328.288.212.005.0041.002009247.888.052.005.5041.0020102912.7916.382.008.0079.0020113515.0015.643.0010.0083.0020124416.8916.552.0013.0083.0020135720.1417.843.0015.0087.0020143723.5
210、727.653.0013.00129.0020153819.7416.893.0013.0078.0020162717.0720.512.008.0080.0020172312.3513.383.007.0058.002018328.035.672.006.0027.0020195812.228.152.0010.0036.0020205615.3011.914.0011.0064.002021338.827.542.007.0037.0020222410.677.452.009.0036.00Total75114.1716.112.008.00129.00NOTE:Max.=maximum;
211、Min.=minimum;Std.Dev.=standard deviation.Only statistically significant clusters(a 0.05)were included in analyses.Not the X-Files28TABLE A.3Descriptive Statistics for Regression Analyses(CDP Characteristics)Sighting CharacteristicsNMeanStd.Dev.Min.MedianMax.Number of UAPs731,1150.140.870.000.0093.00
212、Number of UAPs in stat.sig.cluster(60-km max.radius)731,1150.010.330.000.0090.00Total CDP population731,1157,794.9266,568.041.001,052.008,930,415.00Population density731,1151,282.871,863.140.01758.5592,927.24Percentage of cloudy days731,11543.308.9314.2543.8483.52NOTE:stat.sig.=statistically signifi
213、cant.The unit of observation(N)for the analysis was CDP years.As there were only 101,151 reported sightings during the period of study,many of those CDP years have zero reported sightings.TABLE A.4Descriptive Statistics for Regression Analyses(Nearest Relevant Location)Nearest Relevant LocationN%Nea
214、rest military installation(all)30 km or less104,21114.2530.1 km60 km121,03916.5660.1 km120 km193,67226.49120.1 km240 km215,87329.53More than 240 km96,32013.17Nearest Air Force installation30 km or less44,0716.0330.1 km60 km65,8009.0060.1 km120 km156,97121.47120.1 km240 km259,11135.44More than 240 km
215、205,16228.06Methodological Details and Data Preparation29Nearest Relevant LocationN%Nearest Army installation30 km or less47,3666.4830.1 km60 km65,2728.9360.1 km120 km127,91217.50120.1 km240 km264,11636.13More than 240 km226,44930.97Nearest Marine Corps installation30 km or less11,4251.5630.1 km60 k
216、m10,8731.4960.1 km120 km27,8703.81120.1 km240 km81,61711.16More than 240 km599,33081.97Nearest Navy installation30 km or less38,9975.3330.1 km60 km44,2256.0560.1 km120 km98,62613.49120.1 km240 km170,71523.35More than 240 km378,55251.78Nearest MOA30 km or less166,96922.8430.1 km60 km139,64819.1060.1
217、km120 km226,03730.92120.1 km240 km167,53522.91More than 240 km30,9264.23Table A.4 ContinuedNot the X-Files30Nearest Relevant LocationN%Nearest IGRA weather station30 km or less42,8915.8730.1 km60 km81,84511.1960.1 km120 km209,89128.71120.1 km240 km361,05549.38More than 240 km35,4334.85Nearest large
218、civilian airport(at least 1 runway 7,000 ft)30 km or less232,85131.8530.1 km60 km241,12132.9860.1 km120 km218,87729.94120.1 km240 km35,6884.88More than 240 km2,5780.35Nearest midsize civilian airport(at least 1 runway 5,000 ft but less than 7,000 ft)30 km or less396,55054.2430.1 km60 km257,56635.236
219、0.1 km120 km72,3419.89120.1 km240 km4,3860.60More than 240 km2720.04NOTE:This analysis categorized six Space Force bases in our dataset as Air Force bases.Table A.4 ContinuedMethodological Details and Data Preparation31TABLE A.5Unadjusted Associations Between UAP Sightings and CovariatesNearest Mili
220、tary Installation(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSEAir Force30 km or less0.718*0.0310.474*0.04530.1 km60 km(reference)(reference)60.1 km120 km1.150*0.0421.937*0.151120.1 km240 km1.250*0.0431.955*0.147More than 240 km1.137*0.0401.0040.083Army30 km or less0.688*0.0220.552*0.06130.1 km60 km
221、(reference)(reference)60.1 km120 km1.160*0.0371.701*0.145120.1 km240 km1.0090.0380.9530.075More than 240 km1.142*0.0520.729*0.062Marine Corps30 km or less0.715*0.0461.2820.31730.1 km60 km(reference)(reference)60.1 km120 km1.470*0.1284.103*0.965120.1 km240 km1.392*0.1047.507*1.573More than 240 km1.35
222、8*0.0934.407*0.885Navy30 km or less0.712*0.0350.696*0.06730.1 km60 km(reference)(reference)60.1 km120 km0.9850.0440.9240.080120.1 km240 km1.161*0.0460.9770.080More than 240 km1.310*0.0500.548*0.042Nearest Relevant LocationNearest MOA30 km or less1.379*0.0431.952*0.12930.1 km60 km(reference)(referenc
223、e)60.1 km120 km0.922*0.0270.538*0.034120.1 km240 km0.909*0.0280.741*0.050More than 240 km0.777*0.0390.401*0.056Not the X-Files32Nearest Relevant Location(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSENearest IGRA weather station30 km or less0.823*0.0340.386*0.03730.1 km60 km(reference)(reference)60.1
224、 km120 km1.106*0.0341.1370.086120.1 km240 km1.147*0.0341.608*0.115More than 240 km1.357*0.0741.1440.171Large civilian airport within 60 km?(1=Yes)0.627*0.0130.418*0.022Midsize civilian airport within 60 km?(1=Yes)0.713*0.0250.8540.076Percentage of cloudy days1.011*0.0011.076*0.002Population density(
225、logged)0.731*0.0060.590*0.011NOTE:IRR=incident rate ratio;SE=standard error.Results were obtained from separate negative binomial regression models in which each covariate of interest was entered individually,adjusting only for year(indicator variables included but not shown)and total population(as
226、the exposure;its coefficient is constrained to be 1 and not shown in the table).N=731,115.IRRs compare rates among two different groups;an IRR of 1 is parity,an IRR 1 indicates predicted increases in rates.*p 0.01,*p 0.001.This analysis categorized six Space Force bases in our dataset as Air Force b
227、ases.Table A.5ContinuedMethodological Details and Data Preparation33TABLE A.6Associations Between UAP Sightings and Military Installations,All Service BranchesNearest Relevant Location(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSENearest military installation(all branches)30 km or less0.804*0.0250.5
228、75*0.03930.1 km60 km(reference)(reference)60.1 km120 km0.914*0.0260.778*0.050120.1 km240 km0.9600.0280.620*0.042More than 240 km0.9520.0350.338*0.032Nearest MOA30 km or less1.201*0.0351.503*0.09830.1 km60 km(reference)(reference)60.1 km120 km0.9760.0260.753*0.046120.1 km240 km0.9790.0280.876*0.057Mo
229、re than 240 km0.9770.0460.574*0.080Nearest IGRA weather station30 km or less0.872*0.0340.698*0.06330.1 km60 km(reference)(reference)60.1 km120 km1.0030.0290.9640.069120.1 km240 km0.9610.0270.9050.063More than 240 km1.0190.0530.721*0.105Large civilian airport0.810*0.0180.808*0.045Midsize civilian air
230、port0.831*0.0270.8600.072Percentage of cloudy days1.013*0.0011.073*0.002Population density(logged)0.763*0.0060.617*0.013Constant0.001*0.0000.000*0.000NOTE:IRR=incident rate ratio;SE=standard error.Results were obtained from multivariate negative binomial regression models.N=731,115.Indicator variabl
231、es for years are included but not shown.Total population is included as the model exposure;its coefficient is constrained to be 1 and not shown in the table.IRRs compare rates among two different groups;an IRR of 1 is parity,an IRR 1 indicates predicted increases in rates.*p 0.05,*p 0.01,*p 0.001.Th
232、is analysis categorized six Space Force bases in our dataset as Air Force bases.Not the X-Files34TABLE A.7Associations Between UAP Sightings and Military InstallationsNearest Military Installation(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSEAir Force30 km or less0.761*0.0350.526*0.05330.1 km60 km(r
233、eference)(reference)60.1 km120 km0.9710.0331.159*0.087120.1 km240 km0.884*0.0300.843*0.065More than 240 km0.9500.0360.568*0.052Army30 km or less0.687*0.0300.478*0.05030.1 km60 km(reference)(reference)60.1 km120 km1.0010.0331.0870.085120.1 km240 km1.0070.0321.0090.078More than 240 km1.0130.0360.9880.
234、084Marine Corps30 km or less1.0380.1540.466*0.14630.1 km60 km(reference)(reference)60.1 km120 km1.1090.1231.1410.258120.1 km240 km0.9700.1010.414*0.091More than 240 km0.8430.0830.453*0.089Navy30 km or less0.8940.0560.9590.11930.1 km60 km(reference)(reference)60.1 km120 km1.144*0.0591.386*0.159120.1
235、km240 km1.0970.0551.1480.129More than 240 km1.109*0.0540.747*0.079Nearest Relevant LocationNearest MOA30 km or less1.214*0.0351.474*0.09830.1 km60 km(reference)(reference)60.1 km120 km0.9740.0260.793*0.050120.1 km240 km0.9920.0290.872*0.060More than 240 km0.9710.0470.429*0.061Methodological Details
236、and Data Preparation35Nearest Relevant Location(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSENearest IGRA weather station30 km or less0.880*0.0340.830*0.07630.1 km60 km(reference)(reference)60.1 km120 km0.9700.0290.797*0.059120.1 km240 km0.9510.0270.793*0.057More than 240 km1.0260.0530.705*0.103Larg
237、e civilian airport within 60 km?(1=Yes)0.822*0.0180.794*0.044Midsize civilian airport within 60 km?(1=Yes)0.823*0.0270.818*0.069Percentage of cloudy days1.015*0.0011.082*0.003Population density(logged)0.768*0.0060.619*0.013Constant0.001*0.0000.000*0.000NOTE:IRR=incident rate ratio;SE=standard error.
238、Results were obtained from multivariate negative binomial regression models.N=731,115.Indicator variables for years are included but not shown.Total population is included as the model exposure;its coefficient is constrained to be 1 and not shown in the table.IRRs compare rates among two different g
239、roups;an IRR of 1 is parity,an IRR 1 indicates predicted increases in rates.*p 0.05,*p 0.01,*p 0.001.This analysis categorized six Space Force bases in our dataset as Air Force bases.Table A.7ContinuedNot the X-Files36TABLE A.8Associations Between UAP Sightings and Military Installations and Weather
240、 StationsNearest Military Installation(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSEAir Force30 km or less0.844*0.0380.627*0.06230.1 km60 km(reference)(reference)60.1 km120 km1.0030.0351.1130.087120.1 km240 km1.0080.0350.8960.071More than 240 km0.873*0.0340.396*0.036Army30 km or less0.807*0.0370.628
241、*0.07430.1 km60 km(reference)(reference)60.1 km120 km1.0490.0391.776*0.154120.1 km240 km0.9380.0321.798*0.153More than 240 km0.9840.0371.448*0.138Marine Corps30 km or less0.9120.0841.700*0.39230.1 km60 km(reference)(reference)60.1 km120 km1.278*0.1032.533*0.537120.1 km240 km1.178*0.0863.360*0.646Mor
242、e than 240 km1.0090.0711.617*0.304Navy30 km or less0.858*0.0410.775*0.07130.1 km60 km(reference)(reference)60.1 km120 km0.888*0.0360.806*0.067120.1 km240 km0.9700.0380.706*0.059More than 240 km1.0400.0400.547*0.046Nearest Relevant LocationNearest IGRA weather station30 km or less0.871*0.0340.753*0.0
243、6830.1 km60 km(reference)(reference)60.1 km120 km0.9850.0290.825*0.060120.1 km240 km0.9740.0280.8870.063More than 240 km1.0450.0540.729*0.106Methodological Details and Data Preparation37TABLE A.9Associations Between UAP Sightings and Military Installations,MOAs,and Weather Stations,Excluding Washing
244、ton and OregonNearest Military Installation(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSEAir Force30 km or less0.833*0.0380.477*0.05330.1 km60 km(reference)(reference)60.1 km120 km1.0140.0361.0430.089120.1 km240 km1.0250.0360.9980.087More than 240 km0.9430.0370.523*0.053Army30 km or less0.760*0.0360
245、.312*0.04730.1 km60 km(reference)(reference)60.1 km120 km1.0410.0401.372*0.133120.1 km240 km0.910*0.0321.472*0.137More than 240 km0.9430.0361.1650.119Marine Corps30 km or less0.8960.0821.931*0.45630.1 km60 km(reference)(reference)60.1 km120 km1.282*0.1032.342*0.502120.1 km240 km1.177*0.0863.091*0.60
246、8More than 240 km0.9950.0701.2740.245Nearest Relevant Location(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSELarge civilian airport within 60 km?(1=Yes)0.801*0.0170.798*0.044Midsize civilian airport within 60km?(1=Yes)0.816*0.0270.789*0.067Percentage of cloudy days1.016*0.0011.089*0.003Population den
247、sity(logged)0.764*0.0060.595*0.012Constant0.000*0.0000.000*0.000NOTE:IRR=incident rate ratio;SE=standard error.Results were obtained from multivariate negative binomial regression models.N=731,115.Indicator variables for years are included but not shown.Total population is included as the model expo
248、sure;its coefficient is constrained to be 1 and not shown in the table.IRRs compare rates among two different groups;an IRR of 1 is parity,an IRR 1 indicates predicted increases in rates.*p 0.05,*p 0.01,*p 0.001.This analysis categorized six Space Force bases in our dataset as Air Force bases.Table
249、A.8ContinuedNot the X-Files38Nearest Military Installation(1)N(All UAPs)(2)N(UAPs in Clusters)IRRSEIRRSENavy30 km or less0.880*0.0450.539*0.06830.1 km60 km(reference)(reference)60.1 km120 km0.883*0.0371.0360.099120.1 km240 km0.9690.0390.9940.098More than 240 km1.0560.0420.698*0.067Nearest Relevant L
250、ocationNearest MOA30 km or less1.176*0.0361.461*0.11630.1 km60 km(reference)(reference)60.1 km120 km0.9620.0260.9410.067120.1 km240 km0.9960.0301.0900.084More than 240 km1.0290.0510.7810.117Nearest IGRA weather station30 km or less0.884*0.0340.818*0.08030.1 km60 km(reference)(reference)60.1 km120 km
251、1.0010.0300.9400.073120.1 km240 km0.9790.0290.786*0.062More than 240 km1.0750.0570.7870.125Large civilian airport within 60 km?(1=Yes)0.864*0.0200.9020.055Midsize civilian airport within 60 km?(1=Yes)0.874*0.0300.8440.081Percentage of cloudy days1.011*0.0011.069*0.003Population density(logged)0.770*
252、0.0060.616*0.014Constant0.000*0.0000.000*0.000NOTE:IRR=incident rate ratio;SE=standard error.Results were obtained from multivariate negative binomial regression models.N=706,007.Indicator variables for years are included but not shown.Total population is included as the model exposure;its coefficie
253、nt is constrained to be 1 and not shown in the table.IRRs compare rates among two different groups;an IRR of 1 is parity,an IRR 1 indicates predicted increases in rates.*p 0.05,*p 0.01,*p 0.001.This analysis categorized six Space Force bases in our dataset as Air Force bases.Table A.9ContinuedMethod
254、ological Details and Data Preparation39TABLE A.10Associations Between UAP Sightings and Military Installations,MOAs,and Weather Stations,Maximum Cluster Radii of 50 km and 100 kmNearest Military Installation(1)N(UAPs in 50-km Clusters)(2)N(UAPs in 100-km Clusters)IRRSEIRRSEAir Force30 km or less0.52
255、4*0.0580.599*0.05230.1 km60 km(reference)(reference)60.1 km120 km1.190*0.1001.230*0.083120.1 km240 km1.0000.0861.144*0.078More than 240 km0.459*0.0460.619*0.048Army30 km or less0.566*0.0710.552*0.05630.1 km60 km(reference)(reference)60.1 km120 km1.449*0.1321.464*0.108120.1 km240 km1.545*0.1391.434*0
256、.103More than 240 km1.295*0.1311.1250.089Marine Corps30 km or less2.132*0.5601.2840.25130.1 km60 km(reference)(reference)60.1 km120 km4.008*0.9782.189*0.385120.1 km240 km4.508*1.0262.709*0.432More than 240 km2.060*0.4591.485*0.230Navy30 km or less0.783*0.0760.744*0.06230.1 km60 km(reference)(referen
257、ce)60.1 km120 km0.785*0.0690.840*0.062120.1 km240 km0.666*0.0590.790*0.057More than 240 km0.539*0.0480.752*0.054Nearest Relevant LocationNearest MOA30 km or less1.471*0.1041.517*0.08430.1 km60 km(reference)(reference)60.1 km120 km0.805*0.0540.760*0.039120.1 km240 km0.9200.0660.832*0.047More than 240
258、 km0.534*0.0810.524*0.061Not the X-Files40Nearest Relevant Location(1)N(UAPs in 50-km Clusters)(2)N(UAPs in 100-km Clusters)IRRSEIRRSENearest IGRA weather station30 km or less0.813*0.0790.640*0.05030.1 km60 km(reference)(reference)60.1 km120 km0.811*0.0620.859*0.053120.1 km240 km0.807*0.0610.836*0.0
259、50More than 240 km0.597*0.0970.9090.101Large civilian airport within 60 km?(1=Yes)1.0040.0600.833*0.038Midsize civilian airport within 60 km?(1=Yes)0.813*0.0750.837*0.059Percentage of cloudy days1.093*0.0031.079*0.002Population density(logged)0.604*0.0130.627*0.011Constant0.000*0.0000.000*0.000NOTE:
260、IRR=incident rate ratio;SE=standard error.Results were obtained from multivariate negative binomial regression models.N=731,115.Indicator variables for years are included but not shown.Total population is included as the model exposure;its coefficient is constrained to be 1 and not shown in the tabl
261、e.IRRs compare rates among two different groups;an IRR of 1 is parity,an IRR 1 indicates predicted increases in rates.*p 0.05,*p 0.01,*p 0.001.This analysis categorized six Space Force bases in our dataset as Air Force bases.Table A.10ContinuedMethodological Details and Data Preparation41TABLE A.11A
262、ssociation Between Incidents of One or More UAP Sightings in a Cluster (1=Yes)and Military Installations,MOAs,and Weather StationsNearest Military Installation(1)Observed CDPs with UAPs(2)Counterfactual CDPs with UAPsOdds RatioSEOdds RatioSEAir Force30 km or less0.7960.0980.9900.06730.1 km60 km(refe
263、rence)(reference)60.1 km120 km0.9950.0930.9920.059120.1 km240 km0.760*0.0710.9890.058More than 240 km0.373*0.0400.9750.064Army30 km or less0.442*0.0630.9280.06930.1 km60 km(reference)(reference)60.1 km120 km1.371*0.1401.0490.068120.1 km240 km1.381*0.1350.9170.055More than 240 km1.351*0.1460.9060.060
264、Marine Corps30 km or less1.6190.4460.728*0.09630.1 km60 km(reference)(reference)60.1 km120 km1.6200.4010.8010.092120.1 km240 km2.277*0.5180.688*0.073More than 240 km1.762*0.3890.760*0.076Navy30 km or less0.663*0.0831.0790.08130.1 km60 km(reference)(reference)60.1 km120 km0.8280.0840.9880.067120.1 km
265、240 km0.585*0.0591.0410.069More than 240 km0.505*0.0501.0650.069Nearest Relevant LocationMOA30 km or less1.438*0.1150.9860.05230.1 km60 km(reference)(reference)60.1 km120 km0.9300.0690.9790.044120.1 km240 km0.8720.0700.9390.047More than 240 km0.411*0.0660.8920.076Not the X-Files42Nearest Relevant Lo
266、cation(1)Observed CDPs with UAPs(2)Counterfactual CDPs with UAPsOdds RatioSEOdds RatioSENearest IGRA weather station30 km or less1.255*0.1380.9890.06530.1 km60 km(reference)(reference)60.1 km120 km0.9380.0790.9660.051120.1 km240 km0.8670.0711.0630.055More than 240 km0.706*0.1141.0630.102Large civili
267、an airport0.9540.0611.0090.044Midsize civilian airport0.795*0.0771.0150.066Percentage of cloudy days1.077*0.0041.0010.002Population density(logged)0.940*0.0271.0190.019Total population(logged)1.985*0.0391.710*0.019Constant0.000*0.0000.000*0.000NOTE:SE=standard error.Results were obtained from multiv
268、ariate logistic regression models.The outcome for(1)is a binary indicator of having one or more UAP sightings in a statistically significant cluster of sightings(maximum radius=60 km).The outcome for(2)is a binary indicator for a counterfactual sample of similarly sized CDPs to those that had at lea
269、st one sighting in a UAP cluster(maximum radius=60 km).N=731,115.Indicator variables for years are included but not shown.*p 0.05,*p 0.01,*p 0.001.This analysis categorized six Space Force bases in our dataset as Air Force bases.Table A.11ContinuedMethodological Details and Data Preparation43TABLE A
270、.12Associations Between UAP Sightings and Military Installations,MOAs,and Weather Stations in Counterfactual Sample of UAP SightingsNearest Military InstallationIRRSEAir Force30 km or less0.9880.05030.1 km60 km(reference)60.1 km120 km1.0030.045120.1 km240 km1.103*0.049More than 240 km1.0820.055Army3
271、0 km or less0.9250.05230.1 km60 km(reference)60.1 km120 km0.9560.048120.1 km240 km0.9580.044More than 240 km0.9500.048Marine Corps30 km or less1.0000.09830.1 km60 km(reference)60.1 km120 km0.9450.083120.1 km240 km0.9950.081More than 240 km0.9280.073Navy30 km or less0.9880.05430.1 km60 km(reference)6
272、0.1 km120 km1.0020.049120.1 km240 km0.9700.047More than 240 km0.9760.046Nearest Relevant LocationNearest MOA30 km or less1.0290.04330.1 km60 km(reference)60.1 km120 km1.0180.036120.1 km240 km1.0630.040More than 240 km1.0290.066Not the X-Files44Nearest Relevant LocationIRRSENearest IGRA weather stati
273、on30 km or less0.9680.04630.1 km60 km(reference)60.1 km120 km1.0750.042120.1 km240 km1.0260.040More than 240 km1.0080.076Large civilian airport within 60 km?(1=Yes)0.823*0.028Midsize civilian airport within 60 km?(1=Yes)0.9290.047Percentage of cloudy days1.003*0.002Population density(logged)0.818*0.
274、010Constant0.000*0.000NOTE:IRR=incident rate ratio;SE=standard error.Results were obtained from multivariate negative binomial regression models.N=731,115.Indicator variables for years are included but not shown.Total population is included as the model exposure;its coefficient is constrained to be
275、1 and not shown in the table.IRRs compare rates among two different groups;an IRR of 1 is parity,an IRR 1 indicates predicted increases in rates.*p 0.05,*p 0.001.This analysis categorized six Space Force bases in our dataset as Air Force bases.Table A.12ContinuedMethodological Details and Data Prepa
276、ration45FIGURE A.1Statistically Significant Clusters of UAP Sightings by Year Number of UAP clusters60504030201002018201420102006200220221998YearSOURCES:Features data from NUFORC;Manson et al.,2022.Not the X-Files46FIGURE A.2Locations of UAP Sighting Clusters and Covariates,Including IGRA Weather St
277、ations and Civilian Airports50025001,000KilometersCluster of UAP sightings(60 km)IGRA weather stationsLarge civilian airportMidsize civilian airportSOURCES:Presents data from NUFORC;ArcGIS Hub,2019;National Centers for Environmental Information,undated-b.Methodological Details and Data Preparation47
278、FIGURE A.3Statistically Significant UAP Sighting Clusters with Maximum Radii of 50 km and 100 km50025001,000KilometersCluster of UAP sightings(50 km)Cluster of UAP sightings(60 km)Cluster of UAP sightings(100 km)SOURCES:Presents data from NUFORC;Manson et al.,2022.49AbbreviationsCDPcensus designated
279、 placeDoDDepartment of DefenseFAAFederal Aviation AdministrationIGRAIntegrated Global Radiosonde ArchiveIRRincident rate ratioMOAmilitary operations areaNOAANational Oceanic and Atmospheric AdministrationNUFORCNational UFO Reporting CenterSEstandard errorSUAspecial-use airspaceUAPunidentified aerial
280、 phenomenon51ReferencesAir University,Doctrine Advisory:Control of the Air,U.S.Air Force,July 2017.ArcGIS Hub,“FAAAirports,”dataset,updated August 6,2019.As of May 31,2023:https:/ Cheaply Go:How Falling Launch Costs Fueled a Thriving Economy in Orbit,”NBC News,April 8,2022.C-SPAN,“Hearing on Governm
281、ent Investigation of UFOs,”video,May 17,2022.As ofMarch 22,2023:https:/www.c-span.org/video/?520133-1/hearing-government-investigation-ufosDavid,Leonard,“How Amateur Satellite Trackers Are Keeping an Eye on Objects Around the Earth,”S,May 3,2020.Doubek,James,“Secret Pentagon Program Spent Millions t
282、o Research UFOs,”NPR,December 17,2017.Eghigian,Greg,“Making UFOs Make Sense:Ufology,Science,and the History of Their Mutual Mistrust,”Public Understanding of Science,Vol.26,No.5,July 2017.FAASee Federal Aviation Administration.Federal Aviation Administration,“ADIP:Advanced Facility Search,”database,
283、undated-a.As of May 31,2023:https:/adip.faa.gov/agis/public/#/airportSearch/advancedFederal Aviation Administration,“FAA SUAFederal Aviation Administration,”webpage,undated-b.As of March 20,2023:https:/sua.faa.gov/sua/siteFrame.appFederal Aviation Administration,“Chapter 15:Airspace,”Pilots Handbook
284、 of Aeronautical Knowledge,August 24,2016.Federal Aviation Administration,“Facts About the FAA and Air Traffic Control,”February 4,2020.Federal Aviation Administration,“Chapter 25.Military Operations Areas:Section 1.General,”Order JO 7400.2PProcedures for Handling Airspace Matters,March 17,2023a.Fed
285、eral Aviation Administration,“Air Traffic Plans and Publications,”webpage,last modified April 20,2023b.As of March 20,2023:https:/www.faa.gov/air_traffic/publications/Federal Aviation Administration,“Runway,”dataset,updated April 20,2023c.As of May 31,2023:https:/ais- Aviation Administration,“Specia
286、l Use Airspace,”dataset,updated April 20,2023d.As of May 31,2023:https:/ais- Safely Shoots Down Chinese Spy Balloon off South Carolina Coast,”DoD News,February 4,2023.Not the X-Files52Hicks,Kathleen,“Establishment of the All-Domain Anomaly Resolution Office,”memorandum for senior Pentagon leadership
287、,commanders of the combatant commands,defense agency and DoD field activity directors,Deputy Secretary of Defense,July 15,2022.Integrated Global Radiosonde Archive,“Station Inventory,”database,version 2.2,National Centers for Environmental Information,updated January 24,2023.As of February 24,2023:h
288、ttps:/www.ncei.noaa.gov/data/integrated-global-radiosonde-archive/doc/igra2-station-list.txtKocher,George,UFOs:What to Do?RAND Corporation,DRU-1571,1968.As of April 7,2023:https:/www.rand.org/pubs/drafts/DRU1571.htmlKulldorff,Martin,“Spatial Scan Statistics:Models,Calculations,and Applications,”in J
289、oseph Glaz and N.Balakrishnan,eds.,Scan Statistics and Applications,Birkhuser,1999.Kulldorff,Martin,Farzad Mostashari,Luiz Duczmal,Katherine Yih,Ken Kleinman,and Richard Platt,“Multivariate Scan Statistics for Disease Surveillance,”Statistics in Medicine,Vol.26,No.8,April 2007.Manson,Steven,Jonathan
290、 Schroeder,David Van Riper,Tracy Kugler,and Steven Ruggles,“IPUMS National Historical Geographic Information System:Version 17.0,”dataset,IPUMS,2022.As of March 20,2023:https:/www.nhgis.org/Military OneSource,“Military Installations,”webpage,undated.As of March 20,2023:https:/installations.militaryo
291、nesource.mil/view-allNational Centers for Environmental Information,“Comparative Climatic Data(CCD),”webpage,undated-a.As of March 20,2023:https:/www.ncei.noaa.gov/products/land-based-station/comparative-climatic-dataNational Centers for Environmental Information,“Data Access,”webpage,undated-b.As o
292、f March 20,2023:https:/www.ncei.noaa.gov/access/search/indexNational UFO Reporting Center,“File a Report,”webpage,undated-a.As of May 31,2023:https:/nuforc.org/file-a-report/National UFO Reporting Center,“The National UFO Reporting Center Online Database,”webpage,undated-b.As of March 20,2023:https:
293、/nuforc.org/databank/National Weather Service,“NOAA Weather Radio Reception,”webpage,undated.As of March 20,2023:https:/www.weather.gov/cae/reception.htmlNovak,Matt,“Ukraine Military Calls on Citizens with Hobby Drones to Help Kyiv,”Gizmodo,February 25,2022.NUFORCSee National UFO Reporting Center.Of
294、fice of the Director of National Intelligence,Preliminary Assessment:Unidentified Aerial Phenomena,June 25,2021.Office of the Director of National Intelligence,2022 Annual Report on Unidentified Aerial Phenomena,January 12,2023.Siegel,Julia,“Commercial Satellites Are on the Front Lines of War Today.
295、Heres What This Means for the Future of Warfare,”Atlantic Council,August 30,2022.References53Slapakova,Linda,Theodora Vassilika Ogden,and James Black,“Strategic and Legal Implications of Emerging Dual-Use ASAT Systems,”NATO Legal Gazette,No.42,December 2021.Sytas,Andrius,“Turkeys Baykar Donates Dron
296、e for Ukraine After Lithuanian Crowdfunder,”Reuters,June 2,2022.U.S.Census Bureau,“Mapping Files,”webpage,undated.As of May 31,2023:https:/www.census.gov/geographies/mapping-files.htmlU.S.Census Bureau,“TIGER/Line Shapefile,2019,nation,U.S.,Military Installation National Shapefile,”data files,Januar
297、y 15,2021.As of May 31,2023:https:/catalog.data.gov/dataset/tiger-line-shapefile-2019-nation-u-s-military-installation-national-shapefileU.S.Senate Committee on Appropriations,“The Peoples Republic of Chinas High Altitude Surveillance Efforts Against the United States,”video,February 9,2023.As of Ma
298、rch 20,2023:https:/www.appropriations.senate.gov/hearings/oversight-on-chinese-spy-balloonVerma,Pranshu,“Security Threat or Hot Air?A Guide to High-Altitude Balloons,”Washington Post,February 16,2023.Whitaker,Bill,“UFOs Regularly Spotted in Restricted U.S.Airspace,”CBS News,August 29,2021.Wilson,Bra
299、dley,Shane Tierney,Brendan Toland,Rachel M.Burns,Colby P.Steiner,Christopher Scott Adams,Michael Nixon,Raza Khan,Michelle D.Ziegler,Jan Osburg,and Ike Chang,Small Unmanned Aerial System Adversary Capabilities,RAND Corporation,RR-3023-DHS,2020.As of February 24,2023:https:/www.rand.org/pubs/research_
300、reports/RR3023.htmlYonekura,Emmi,Brian Dolan,Moon Kim,Krista Romita Grocholski,Raza Khan,and Yool Kim,Commercial Space Capabilities and Market Overview:The Relationship Between Commercial Space Developments and the U.S.Department of Defense,RAND Corporation,RR-A578-2,2022.As of February 24,2023:http
301、s:/www.rand.org/pubs/research_reports/RRA578-2.html$18.00RR-A2475-197 8 1 9 7 7 4 1 1 5 6 3ISBN-13 978-1-9774-1156-3ISBN-10 1-9774-1156-851800he U.S.government is responsible for an estimated 5.3 million square miles of domestic airspace and 24 million square miles of oceanic airspace.The February 2
302、023 downing of a Chinese surveillance balloon after it had flown across the country raised questions about the degree to which the U.S.government knows who is flying what over its territorial skies.The United States has finite resources to monitor objects flying through its airspace.At the same time
303、,advances in technology allow the general public,private companies,and civilian government agencies to operate ever-smaller commercially available drones that intentionally or unintentionally capture and contribute to activity in the skies.This vastly increased surveillancepower could make public re
304、ports of unidentified aerial phenomena(UAPs)an important source of information for U.S.government officials.In this report,RAND researchers present a geographic analysis of 101,151 public reports of UAP sightings in 12,783 U.S.Census Bureau census designated places.Specifically,they provide findings
305、 on U.S.locations where UAP reports are significantly more likely to occur and offer recommendations to increase awareness of the types of activities that might be mistaken for unexplained phenomena or that point to potential threats.The data were collected by the National UFO Reporting Center(NUFOR
306、C),one of the nongovernmental entities that the Federal Aviation Administration has referenced in official documents for where to report unexplained phenomena.The analyses of these data should not be interpreted as an endorsement of any individual reports to NUFORC or of the accuracy of the database.